A |
Agency single order |
B |
Short exempt transaction (refer to A type) |
C |
Program Order, non-index arb, for Member firm/org |
D |
Program Order, index arb, for Member firm/org |
E |
Registered Equity Market Maker trades |
F |
Short exempt transaction (refer to W type) |
H |
Short exempt transaction (refer to I type) |
I |
Individual Investor, single order |
J |
Program Order, index arb, for individual customer |
K |
Program Order, non-index arb, for individual customer |
L |
Short exempt transaction for member competing market-maker affiliated with the firm clearing the trade (refer to P and O types) |
M |
Program Order, index arb, for other member |
N |
Program Order, non-index arb, for other member |
O |
Competing dealer trades |
P |
Principal |
R |
Competing dealer trades |
S |
Specialist trades |
T |
Competing dealer trades |
U |
Program Order, index arb, for other agency |
W |
All other orders as agent for other member |
X |
Short exempt transaction for member competing market-maker not affiliated with the firm clearing the trade (refer to W and T types) |
Y |
Program Order, non-index arb, for other agency |
Z |
Short exempt transaction for non-member competing market-maker (refer to A and R types) |